Please fill out this form to set up your account with Prescott Wolfe Capital.
Select the type of registration and your primary investment objective.
Complete statutory personal, residential, and employment disclosures required by financial regulators.
Are you or any direct member of your immediate household a senior officer, 10%+ shareholder, or control person in a publicly traded corporation?
Complete secondary applicant information if establishing a joint tenancy, fractional, or co-authorized account.
Mandatory suitability matrix to evaluate trading comprehension across regulated asset classes.
Will any individual or external fiduciary other than the named account holder(s) be granted discretionary trading authority?
Review binding terms, execute digital signatures, and transmit your verified onboarding agreement.
1. Authorization & Instructions: The undersigned hereby covenants and confirms that Prescott Wolfe Capital is authorized to establish and maintain the designated brokerage account. The firm is fully authorized to rely upon and execute instructions transmitted electronically, via telephonic communications, encrypted email, or secure portal, without incurring liability for actions executed in good faith.
2. Market Volatility & Capital Risk: All transactions executed through Prescott Wolfe Capital are subject to market risks, including the potential loss of initial principal invested. Past performance is not indicative of future results.
3. Absence of Tax/Legal Advisory Representation: Prescott Wolfe Capital acts strictly in an execution, brokerage, and portfolio management capacity and does not render independent legal, accounting, or tax advisory services.
4. Electronic Signature Enforceability: By executing the electronic signature pad below, the applicant acknowledges that this digital representation constitutes a legally binding signature pursuant to the ESIGN Act and the Uniform Electronic Transactions Act.
Thank you. Your brokerage account application has been received. Our team will review your details and contact you shortly.
